Transition

At Cabot Lodge Securities, our top priority is making you comfortable with our organization. No two transitions are the same, as such, the Cabot Lodge transition team immediately holds a strategy session to pinpoint needs, timelines and expectations. We will do everything we can to build on the service level you are accustomed to or expected to receive from your previous firm.

Our process is as follows:

  • Our Compliance team works to arrange for a timely transfer of your license(s) to Cabot Lodge.
  • Our Operations team works diligently to ensure your book of business is transferred seamlessly.
  • Our Technology team works with you to make sure your previous technologies and resources are either added or replaced with current technologies such as Dashboard, Global Relay, SharePoint, AI Insight, and RedTail. Cabot Lodge Securities also offers regular informational webinars to highlight services, support and capabilities that we hope can help you grow your business.
  • Our Marketing team works to provide you with updated marketing materials with FINRA approved letters, business cards and other marketing/digital strategies to help you build your book of business.


Compliance

Our team of compliance professionals works diligently to keep you up to date on regulator changes while providing support and evaluation for your practice. Expect constant e-mail updates, examples of best practices, and timely feedback upon request.


Trading

Cabot Lodge offers its representatives cutting edge technology to assist in trading activity. Quotes, research, and trades can all be accessed online from any location. Clients even have the ability to gain access online to execute trades and view their accounts. A technology support staff and a in-house trading desk are also available by phone to respond to any questions regarding online access or securities trades.


Technology

Our Technology team is dedicated to providing seamless integration and 24/7 support. Our team works to make sure e-mail setup and monitoring, turn-key access to CLS technologies and hardware and software recommendations are made as requested.

Our Technology team utilizes current technologies such as Dashboard, Global Relay, SharePoint, AI Insight, and RedTail.


Marketing

The Cabot Lodge Marketing team prides itself on its use of traditional and innovative marketing tools. Our FINRA-approved proprietary brochures, flyers, invitations, letters, ads (traditional and digital), website content, and more allow advisors to provide their services effectively, without having to work with a third-party.

We also offer informational webinars to highlight services, support and capabilities that we hope can help you grow your business.

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